Thursday, June 19, 2008

Lecture Notes for Midterm II (June 24), Intro Theory

Cultural Theory

We have mentioned culture a few times already. Along with functionalist theory and conflict theory, cultural theory is one of the big theoretical perspectives in sociology.

Also, the textbook’s definition of society itself includes the concept of culture.

And in his book The Protestant Ethic and the Spirit of Capitalism, Max Weber argued that Calvinists’ culture, and not only technology, economics, or power, contributed to the success of capitalism.

When we talked about differences between different countries, students said that different countries have different cultures.

But What is Culture? What does the word Culture mean?

One definition is that it is different from economic and political processes.

This might help, but it’s not a very good definition.

Most discussions of Culture start with the idea that people are different from animals because people have culture. Some animals use tools and some teach each other how to do things. But overall, non-human animals operate by instinct.

What are animals’ instincts? What are human instincts?

Food, water, sex, friendship, play, take care of young, aggression

Unlike most animals, humans are born incomplete; we need other people to teach us how to live. Our instincts are not enough. “Human nature” is not enough.

e.g. Blinking vs. Winking

instinct vs. culture

For example, in the 19th century scientists found feral children—wild children who grew up by themselves in the forest. They could not speak, and did not know how to live or how to interact with other people. No one taught them how to be social, how to eat, how to speak, how to read or write, etcetera. These were some of the only people ever found who had no culture.

Second definition: Culture is something we have to learn from people in our society (family, community, nation).

Social scientists talk about two kinds of culture:

1. material culture

tangible things people make in a society

cell phones, worry beads, houses, cars, clothing, food

2. non-material culture

ideas, meanings, beliefs, values, utopias, moral judgments

Components of culture, or What counts as culture and what doesn’t?

Blinking is not culture, winking is

Roughly five things are thought to count as culture

1. Symbols (or signs) (the difference is not important)

Anything that carries meaning for people who share culture

e.g. The Turkish flag is a symbol; it is meaningful, but it means different things to different people

e.g. a blink is not really a sign; a wink is a sign

Symbols and signs have two parts:

A. The signifier (e.g. the winking eye)

B. The signified (e.g. flirting)

2. Language

Languages are systems of symbols

Without language, there would be no culture, because we could not pass on our culture to our children and to other people

Does language shape reality?

Two famous anthropologists, Edward Sapir and Benjamin Whorf, thought so.

The Sapir-Whorf hypothesis: Language shapes the way we think

different languages have different ideas, categories, distinctions

e.g. Hopi Indians had one word for everything that flies, including insects, planes, pilots

but there’s a different word for birds

e.g. Inuit Indians (eskimos) have many different words for different kinds of snow

Many words from one language cannot be translated into another language

What are some Turkish words or ideas that are hard to translate into other languages?

e.g. words for emotions are different in different languages

German Hindi

Angst Ludja

Shoddenfreude

3. Values and Beliefs

Beliefs are specific statements that people think are true

e.g. God created the universe

Humans evolved from Apes

Values are standards about what is right and wrong

e.g. individualism versus collectivism

family values

tolerance

freedom

4. Norms

Rules about appropriate behavior

e.g. How do you treat guests? If you are a guest in someone’s home, how are you supposed to act?

5. Material Culture

Physical differences between cultures, e.g. in clothing, architecture, how people eat

THINKING ABOUT CULTURE

High versus Low

high culture (elite culture)

popular culture (mass culture)

cultural capital (culture used for social climbing; Pierre Bourdieu)

Subcultures and Countercultures

alternative cultures within a nation; small cultures; cultures that rejection the mass culture

e.g. youth cultures; professions; street culture; ethnic groups

Ethnocentrism

The idea that your culture is the main, central, or best culture

Seeing reality only through your own culture

Judging other cultures based on your own culture’s standards

e.g. Indian Suttee; homosexual rituals in New Guinea; eating dogs in China

Hard to avoid

Relativism

Trying to understand other cultures on their own terms

The belief that different cultures have different truths and different ways of being moral, and that no one culture is better than others

Cultural Lag

The idea that material changes in society occur quickly, while culture (ideas, values, customs, habits, norms) change more slowly.

Sociologist William Ogborn, 1920s and 1930s

Example of deforestation, slow shift to conservation methods

e.g. high price of gas, gradual shift in preferences toward small cars

2 THEORIES OF CULTURE

Functionalism (again!)

combines functionalism that we saw before (structural-functionalism) with idealism (cultural functionalism)

different societies have different basic values

societies and cultures work hard to preserve these basic values.

pieces of culture (symbols, norms, language, material culture, etc.) function to preserve these values

e.g. Why do the Amish refuse to use high technology? Are they dumb?

Why do some Indian communities practice Suttee?

Because cultural practices reflect basic values.

e.g. individual freedom, hard work, community, family, tradition

Like Weber (at times), cultural anthropologist view culture as a system.

Their analyze “cultures” in synchronic, not diachronic, terms. This is part of what makes cultural anthropology unique.

Their approach and methods are interpretive; they see cultures as texts that are open to interpretation, and contain recurring themes and symbolism

Cultural anthropology can tend to be functionalist in its thinking.

Everything in a culture serves a function

Everything in a culture is part of an integrated whole

Society is a system of mutual interdependence that must be kept in equilibrium

Cultures are necessary for human life, serve concrete needs:

For rearing and socializing children

For creating social solidarity and harmony

An implication of these functionalist views is that indigenous cultures should be protected or preserved

i.e. if Westerners tamper with one part of an indigenous culture, they may destroy the whole thing

This view was crucial for anthropology during its early years in the 20th century, when Western powers still operated systems of colonial control in “3rd world” countries.


Conflict (again!)

Marx: culture is determined by whomever has control over the means of production

Critical theory (The Frankfurt School): Mass culture (pop music, films, tv) is created by the culture industry, and is like an opiate. It keeps people from thinking too much.

The Frankfurt School

a group of intellectuals who were associated with a research institute in Frankfurt in the 1920s, but were dispersed with the rise of Nazi Germany

I will focus on Max Horkheimer and Theodor Adorno

They were members of the German cultural elite, and Adorno moved to Los Angeles in the 1940s

saw Nazi populist propaganda, then in America television commercials, popular newspapers and films

A and H, in The Dialectic of Enlightenment, argued that the project of the European Enlightenment had reached an end, and had led to a world of narrow pragmatic rationality and a mass society of passive, uniform consumers

Popular media produced by the culture industry appeals to the lowest common denominator, simple likes and dislikes, in the interest of maximum profits

“No independent thinking must be expected from the audience”

Audiences are zombie-like and amused, but unthinking and gullible

Classical and avante-garde art, however, is much better

Antonio Gramsci (Italian Communist): Elites, and especially the state, have hegemony (total power) over popular culture. This allows them to rule the people without using too much force. Hegemony creates consensus.

Individual psychology and meaning

Peter Berger (influenced by Max Weber)------a Catholic sociologist, is one of the most famous sociologists of religion

The need for MEANING is unique to humans, and is only addressed by culture/religion

His perspective is similar in some ways to Durkheim’s, but where Durkheim looks at communities and societies, Berger looks more at individuals

For individuals, religion provides a “sacred canopy” of meaning in an otherwise meaningless and dangerous world

Humans need life to be meaningful, and need to know what is sacred and what is profane; this is thought to be a basic need of humans, but not of other animals

So Peter Berger expects people to turn to religion during times of personal difficulty and uncertainty

When life is difficult, religion gives a sense of security and permanence

e.g. people turn to religion during times of illness, natural disasters, and war

e.g. people turn to cults and new religions because of the stresses and difficulties of modern society

Weber’s sociology of religion/culture

Religious cultures provide comprehensible ideas of theodicy and salvation for laypeople

Why did these societies become more rationalized than others? Why did they develop industry, capitalism, democratic governments, corporations, factories, and high technology earlier than the rest of the world?

Why not the Ottoman Empire? Why not Catholic Europe? Or China or Japan?

These were all massive, powerful empires. Before the early 19th century, these areas were much more powerful than Northern Europe.

Marx does not have a strong answer to this question, but Weber does.

Weber argues that rationalization is associated with capitalism. It is important to keep in mind that capitalism is different from buying and selling things to make a profit. How is it different?

It is different because in capitalism, the money you make is saved up and then invested in new business ventures. This money that is saved and invested is called capital. Since money was invented in Mesopotamia and Egypt, individuals who made money would spend it on themselves and their family, or they would give it to the church.

Weber’s answer lies in Protestant Christianity, specifically Calvinism, a sect of Protestantism. Weber’s mother was a devout Calvinist, so naturally he knew a lot about this religion.

Most religions in the world at this time were other-worldly

Good moral behavior in this world is rewarded by going to heaven when you die.

For example, in Catholicism, if you paid enough money to the Church, you would be allowed to go to heaven.

Or if you gave money to poor people, you would make God happy.

Or in Hinduism, by having a good reincarnation.

Calvinism was founded by the 16th-century writer and preacher John Calvin. It is different from most religions because in Calvinism, God is all-powerful. Humans cannot change their fate by changing their behavior or paying money to the Church. God decides what will happen to you. You cannot change your fate.

This idea is called predestination. Your destiny is preordained. This is a bit tough on people, because they have no way of knowing whether they will go to heaven or hell. And even if they knew, there would be nothing they could do about it.

So people wanted to know whether they would go to heaven or hell. And they came to believe that an individual’s material success in this world was a sign from God. God must have made some people rich because those people were chosen to go to heaven. So making money became a sign of being chosen by God.

What about poor people?

They are poor because God has not chosen them.

So rich Calvinists did not give their money to the poor. It’s not because they were mean or greedy. They thought God would not want them to give money to people he had chosen to go to hell. It would be a sin to give money to the poor.

It would also be a sin to be self-indulgent, to live a life of luxury. One’s life should be devoted to God, not to oneself.

1) So early Calvinists became very good at making money, because they saw it as a sign of being chosen by God.

2) They did not share their money with the church or with poor people.

3) They did not spend their money on luxuries.

4) They accumulated money and reinvested it in their businesses. And they kept careful accounts of their money, because they believed that making money was a holy endeavour. They made money the way an Imam reads the Koran or a Jewish Rabbi reads the Torah. With total religious intensity.

5) Later generations of Calvinists lost the old religion as they encountered science and modern thought (Newton, Darwin, Einstein, Freud, sociology, psychology, etc.) and as they became wealthy and urbanized and cosmopolitan.

They lost their Protestant Ethic, but kept a strong work ethic.

So capitalists were really good at making money, saving money, and doing accounting.

This led to a general rationalization of society in Protestant countries. After all, Calvinists were so good at making money that they ended up owning lots of factories and businesses. And they became powerful in politics. They were in charge.

They owned factories and integrated them, creating large-scale organizations that were independent of the Catholic Church. In Europe before Calvinism, the Catholic Church was nearly all-powerful. Only the King could compete with the Church for power. Now capitalists could compete too.

Calvinists encourage personal discipline among all workers. Individuals should be disciplined internally, not by force.

Calvinists encourage precise time scheduling.

They encourage technical competence.

They encourage impersonality in business. Social connections are less important than individual discipline and technical competence.

Keep in mind how different this argument is from Marx’s understanding of society, where religion is an effect of economic processes, not a cause of economic processes.

The Sacred and the Profane

Emile Durkheim, the father of French sociology, explained religion sociologically. All societies and all religions, he thought, divided the world between the sacred and the profane

The Sacred The Profane (in Latin, profane means “outside the temple”)

Pure Things that are normal

Magical, have special powers Everyday things

Holy Nothing special

Clean Can be dirty; doesn’t matter

Set apart

Contagious—makes you sacred Contagious—makes you unholy if you tough it

Inspires awe, fear, reverence Boring or disgusting

e.g. in Hinduism, cows are sacred; Brahmins are more sacred than untouchables, who are profane and dirty

in Judaism and Islam, pigs are profane

The Koran and the Torah are sacred

Mosques and Synagogues are sacred

Communities, not individuals, draw lines between what’s sacred and what’s profane

These lines are social and cultural

Different communities draw different lines

Communities do rituals so that they can show themselves what is sacred and what is profane

e.g. Baptists, who are a Christian sect in America, dunk people under water to cleanse them of sin

Hindus bathe in the Ganges River every 12 years


Muslims go to Mecca

Christians drink the wine and eat the wafer, which symbolize the body and blood of Christ

Durkheim’s functionalism

Durkheim defined totems as objects a community defines as sacred


They can be anything: a piece of wood, a book, a place, a mountain, a building, an animal, a word, even a person


Religions are based on totems, rituals, and on the distinction between the sacred and the profane

Together, these things create a religion, and religions have several functions for society. Religion turns individuals into a community.

1. Social cohesion

religion unites people

defines what is ethical, defines the rules of the game of life

religion channels our emotions (love, hatred)

2. Social control

Elites can control people through religion

Religion encourages conformity

Religion makes the political system seem legitimate

3. Meaning and purpose

For individuals, religion makes life meaningful

We are all going to die, and we are all going to suffer many times in our live, even the lucky ones like us; religion makes death and suffering meaningful and thus less painful

For Durkheim, “God” is another word for “society”

Review Sheet for Mid-term Exam 2: Cultural Theory

Introduction to Sociological Theory

Prof. Gabe Ignatow

Review Sheet for Mid-term Exam 2: Cultural Theory

(June 24 in class)

The second mid-term covers only cultural theory, including Cultural Functionalism, Conflict Theories of Culture, Theories of Religion and Individual Meaning, and Durkheimian Cultural Theory.


You should be able to define and discuss all of the following terms:

Instinct vs. Culture

Meaning

Blinking vs. Winking

Symbols

Signs

The Sapir-Whorf Hypothesis

Linguistic Relativism

Linguistic Determinism

Linguistic Categories

Beliefs

Values

Norms

Material Culture

High Culture

Low Culture

Popular Culture

Cultural Capital

Subcultures

Countercultures

Ethnocentrism

Cultural Relativism

Cultural Lag

Synchronic Analysis

Diachronic Analysis

Cultural Functionalism

Cultural Anthropology

Critical Theory

The Frankfurt School

The Culture Industry

The “lowest common denominator”

Horkheimer and Adorno

Antonio Gramsci

Organic Intellectuals

Hegemony

Peter Berger

“Sacred Canopy”

The Secularization Thesis

Max Weber

“Railroad Switchman”

Theodicy

Salvation

Calvinism

Other-worldly religion

This-worldly religion

Predestination

Rationalization

The Protestant Ethic

Emile Durkheim

The Elementary Forms…

Aborigines and Native Americans

The Sacred

The Profane

Rituals

Totems

“Collective Effervescence”

Social Solidarity

Tuesday, June 10, 2008

Lecture Notes for Midterm I (June 12), Intro Theory

Lecture Notes

What is theory?

In the world right now there are thousands of students taking classes that are about only theory, smart people are writing books about theory. Some people spend their careers studying only theory.

So we will have to be brief here, because this is an introductory course.

Sociological theory is the ‘queen of sociology,’ as philosophy has been called the queen of the sciences.

Sociological theory involves the analysis, critique, and development of the ways in which we think about and discuss social reality.

The American sociologist C. Wright Mills argued, in “The Sociological Imagination,” that

the facts of contemporary history are also facts about the success and the failure of individual men and women. When a society is industrialized, a peasant becomes a worker; a feudal lord is liquidated or becomes a businessman. When classes rise or fall, a person is employed or unemployed; when the rate of investment goes up or down, a person takes new heart or goes broke. When wars happen, an insurance salesperson becomes a rocket launcher; a store clerk, a radar operator; a wife or husband lives alone; a child grows up without a parent. Neither the life of an individual nor the history of a society can be understood without understanding both.

Yet people do not usually define the troubles they endure in terms of historical change and institutional contradiction. The well-being they enjoy, they do not usually impute to the big ups and downs of the societies in which they live. Seldom aware of the intricate connection between the patterns of their own lives and the course of world history, ordinary people do not usually know what this connection means for the kinds of people they are becoming and for the kinds of history-making in which they might take part. They do not possess the quality of mind essential to grasp the interplay of individuals and society, of biography and history, of self and world. They cannot cope with their personal troubles in such ways as to control the structural transformations that usually lie behind them.

So C. Wright Mills argued that people need, or at least can benefit from, a “sociological imagination,” or a way of thinking about the world in terms of large-scale processes and historical changes.

That is Theory, but what is A Theory, and how do we know one when we see one?

One definition of a theory is: A theory is a statement of how and why specific facts are related (this is on page 22 of the textbook).

Theories are general, not specific like facts.

Theories are important because when we try to explain things, no matter who we are, we use theories, although we don’t always know what theories we are using. We’re usually not reflective about our theories.

Philosophy and theology are, basically, concerned only with theory. Sociologists and theologians ask, what is time, what is reality, what is truth, does God exist, etc, etc.

Theory is important in sociology too, but sociology is different from philosophy and theology because in sociology, theories are about people and societies and culture and history, not truth, time, reality, god, the devil, etc. Sociological theories are about real things that we all experience in our lives, and that we tend to think are important.

Also, sociological theories are about how things are, i.e. how societies actually work, not how society should work. Sociological theories are almost always explanatory, not normative.

e.g. Karl Marx on religion as “false consciousness”

e.g. Emile Durkheim on suicide and social integration

Classical Theoretical Perspectives

The theoretical perspectives we turn to now are a little more general than theories.

These are basic images that guide thinking and research. Here are some of the classical theories. These are considered classical because they are not new, but they are, for the most part, still talked about.

(and keep in mind that some of them might be wrong…they might be bad ideas)

Functionalism

Claude Henri de Saint-Simon… biology, Darwinism, organicism, scientific positivism in 19th-century France à Auguste Comte, considered the founder of sociology

Functionalism is one of the oldest theoretical perspectives in sociology. It began with August Comte, the French thinker who coined the term Sociology.

The basic image here is of society as a system or organism.

e.g. a human body

The imagery comes from biology

Both societies and human bodies have different levels of organization

Whole Body

Organs, e.g. Brain, Heart, Hand

Cells

Molecules

Atoms

Nation

Groups, e.g. ethnic groups, professions, organizations

Families

Individuals

The molecules, cells, and organs of the body work together so that the body functions.

We don’t know what our cells and organs are doing, and our cells don’t “know” what the rest of the body is doing (e.g. they don’t know where we are walking, what we want to do today)

But our cells and organs are functional for survival

In the same way that bodies have organs and cells that are needed for the functioning of the whole body, societies have institutions that are functional.

E.g. governments

Laws

The family

Greetings

A division of labor

Professions

Why do we have these things? Because societies need them to function and survive

How does this work?

How does social change happen?

  1. August Comte: differentiation, complexification, evolution

3 stages of society

1. theological—militaristic communities led by priests

2. metaphysical—legalistic, ruled by lawyers

3. positivist—scientific, industrial, ruled by sociologists

2. Herbert Spencer (from Darwin): Natural selection

From Charles Darwin, one of the most important scientists in history

In America, the sociologist Herbert Spencer used Darwin’s evolutionary ideas to explain not only how societies worked, but how they should work.

Spencer coined the famous expression “survival of the fittest” (p. 84 of the reader)

Has anyone heard this expression before?

What does it mean?

For Spencer, Darwin’s theory of evolution was perfectly applicable to human societies.

“Natural selection” ensured that the best institutions and people succeeded in societies. This is good for everyone because it is good for the whole society. Processes of natural selection, when left alone, ensured that the best forms of government would survive, the best religion would survives, the best ideas would survive, and the best people would survive and succeed.

For Spencer, and for many other thinkers (mostly in America and England) these processes are natural and inevitable, and when left alone would lead to progress for all of humanity.

Thomas Malthus provided a more pessimistic view of the human consequences of natural selection.

Malthus was a demographer and political economist who argued, from Darwin, that there were ‘Laws of Population Growth’: population increased at a geometric rate, while food increased at an arithmetic rate:

Starvation and conflict over scarce resources were inevitable

How would functionalism explain universities? Why are we here?

This explains, e.g., wealth and poverty. In a free capitalistic society, people who are wealthy become so because they are better than other people at something. And the whole society will improve if these people are allowed to succeed and other people are allowed to fail.

This is sometimes called Social Darwinism

Politically, it is associated with free-market ideologies: weakening central governments and lowering taxes on the wealthy

Why would social Darwinists want to lower taxes on wealthy people?

Why would they want to make governments smaller?

The Davis-Moore thesis

stratification is beneficial, good for society, ‘functional’

society is complex, jobs are complex, and the best people need to be placed in the most complex and important jobs (e.g. president, operator of a nuclear power plant, heart surgeon)

therefore modern societies need to be Meritocracies

The Conflict Perspective

If functionalism were your only sociological theory, it would probably seem pretty good. It was a dominant theory in the 19th century in America and Britain, and it is similar in many ways to neoclassical economics, which is a dominant approach to economics today—again especially in America and Britain.

Functionalism has a lot to recommend it: it provides a coherent set of explanations for societal development, it is ambitious and broad, and it links sociology to other sciences.

Functionalism has been mostly rejected by sociologists because of its innate conservatism, its post hoc style of explanation, and its inability to explain much of social life.

* * *

The next perspective, the conflict perspective totally rejects functionalism.

In the conflict perspective, societies aren’t like biological organisms at all.

Instead, societies are arenas of inequality that generate conflict and change

Forms of inequality include:

Class

Race

Ethnicity

Gender

Money

Power

Prestige

The focus here is on social divisions

Privileged groups try to keep their privileges, and pass them on to their children

Non-privileged groups sometimes resist, sometimes do not resist

This perspective is, again, radically different from functionalism

Question: What would each say about university education?

The conflict perspective is associated with two famous German thinkers:

Karl Marx and Max Weber

* * *

Cultural Theory

The next classical theoretical perspective is cultural theory, although you should note that the way I’m presenting this is a bit different from what’s in the book.

This is the newest of the classical theoretical perspectives, although in sociology it’s at least a hundred years old.

In this perspective, societies are guided not, or not only, by functions or conflict,

But also by shared values, symbols, ideals, ideas, beliefs, religions, and rituals

Cultural theory is associated with Max Weber and Emile Durkheim, and also with anthropology

In cultural theory, scholars pay a lot of attention to language, symbols like flags and statues and national anthems, rituals like national holidays and religious rituals, and lots of other kinds of symbolic and ritualistic behavior.

They also pay a lot of attention to cultural difference between and within societies. This perspective is very international—probably more international than the functionalist or conflict perspectives.

So if we ask our usual question of why we have universities, cultural theory provides different types of answers. For cultural theory, education is like a religion, and we build universities because we believe in education.

Secular education is part of our value system.

Also, we build universities so that we can socialize children to have the right kinds of beliefs and attitudes.

It’s important for universities to have rituals like graduation ceremonies and symbols like diplomas, in order to make the experience of graduating meaningful to the students and parents.


The Transition to Modenity: Capitalism and Urbanization

Explaining Industrial (and Postindustrial) Societies

Sociology has always concerned itself with industrial and postindustrial (or modern and postmodern) societies.

Early sociologists (Marx, Weber, Durkheim, and others) were particularly concerned with the transition, that is the change, to industrial society. Why did this happen? How? Is it positive or negative?

These questions are not of only historical interest. Why else would questions about the transition to industrial (and postindustrial) societies be important? (A: some countries have not made the transition)

  1. Ferdinand Toennies: Gemeinschaft and Gesellschaft social relations (1887)

President of the German Society for Sociology until he was ousted by the Nazis in 1933

Gemeinschaft – tight-knit communities, intimate relations of kinship, friendship, trust, reputation

Often translated as “community”

e.g. rural villages, farming communities

Tonnies argued that Gemeinschaft relations were organic, natural, healthful

Gesellschaft

modern urban relations – impersonal, based on money and prestige, and on rationality, efficiency, and instrumental value

Often translated as “”society”


Emile Durkheim, The Division of Labor in Society

(1893, from his doctoral dissertation)

Durkheim was especially interested in morality as a social phenomenon

He wanted to understand how people could remain socially integrated in a modern, capitalistic society

He was not romantic, as were Marx and Toennies

He was not interested in developing a critique of modern society. Rather, France had been humiliated by Germany in the Franco-Prussian war in 1871, and Durkheim and many of his peers wanted to support France and to modernize it.

Mechanical Solidarity, in which everyone knows everyone, and people are tied together through similarity

People work together (e.g. in the fields), and they share culture and “collective consciousness”

Organic Solidarity, here Durkheim reverses Toennies’ use of the term organic. For Durkheim, organic solidarity is like the solidarity of the heart and the liver. They are highly specialized, and work together.

People operate in complex webs of interdependent relations.

People cultivate individual differences for the good of the whole.

People do not necessarily share culture or a “collective conscience” as in mechanical solidarity.

OS arises from the natural development of the division of labor, although this can lead to anomie and over-individualization.

Georg Simmel

Brilliant itinerant German social theorist who wrote on an extraordinary number of topics.

Like Toennies and Durkheim, he argued that there was something fundamental about the transformation from rural life to modern urban life.

He argued that society is an event, it is interaction of individuals in groups

He developed a geometry of social life, an analysis of the “web of associations” that, for Simmel, make up society. Simmel’s ideas have reemerged almost 100 years later in the form of network analysis.

In modern societies, people have larger social, occupational, and associational networks. This leads to individualization, as people are more likely to develop social networks that are unique.

Simmel wrote about many topics: money, fashion, commodity fetishism, alienation—but his writings on the city are among his most influential.

Karl Marx

this is the Marx lecture, so if you don’t know much about Karl Marx, here’s your chance

his most famous books were The Communist Manifesto and Capital

1) theorist of the relationship between capitalism and class conflict; this was his first major concern

2) the second major concern was alienation

lived 1818-1883

Ph.D. in philosophy in Germany

became a newspaper editor and writer

unlike most philosophers at the time, he thought you needed to understand society to understand ideas

unlike most academicians, he wanted to change society, not only to understand it better

1) capitalism and class conflict

Marx wrote his articles and books during a time when the British Empire was at its strongest, when the Industrial Revolution had made Britain, a medium-sized island nation, the wealthiest and most powerful nation in the world.

At the same time, most British citizens were part of the proletariat, the factory workers, who were terribly poor, worked in polluted factories all day (remember there were no weekends), had no homes or lived in slums, and rarely lived past 30.

At the same time, aristocrats, industrialists, and capitalists, who owned the factories, were unimaginably rich.

They lived lives of luxury in mansions with hundreds of servants.

Marx saw society, not only British society but all societies, as based on conflict between social classes.

He saw societies as made up of a base and a superstructure.

The base is economic; it is the mode of production of goods and services.

The superstructure is nearly everything else: the government, religion, culture, the family, and ideas

Social change occurs from the base, from the mode of production of goods and services. Whoever controls the mode of production controls the society, including the government, religion, culture, the family, etc.

So for example, British capitalists were able to control virtually all of British society because they were able to control Britain’s economic base. If they did not like a person or an idea, they could buy that person, or have that person put in jail or eliminated, because they were in control of the government. They could buy politicians…They could pretty much buy or control whatever they wanted.

Marx thought that this was true of horticultural and pastoral societies, agricultural societies (e.g. slavery in ancient Egypt; the European feudal system), and now of industrial societies. He thought this was true of every form of society that came after hunter and gatherer societies. Hunter and gatherer societies were communist because they shared their wealth and did not have social classes or class conflict.

So economic classes struggle over control of the means of production. But in industrial societies, the proletariat is much, much larger than the capitalist class. And they are terribly poor, and they generally know that the capitalists are amazingly rich.

If the workers got together and attacked the capitalists and took control over their factories, they could gain control over society.

So why don’t they revolt?

Marx had trouble with this question, and his answer was what he called false consciousness.

False consciousness is a kind of confusion about how society works. For example, poor workers blamed themselves for their poverty, when they should blame the rich capitalists. Because there’s really very little

they can do to improve their lives.

Capitalists create false consciousness in the proletariat because they control the schools, the church, the press, and the whole “superstructure” of society. They control these things because they control the means of production. They control pretty much everything.

For the proletariat to revolt, false consciousness would have to be transformed into class consciousness. Workers would become aware that they were in the same economic class, and would organize themselves to challenge the capitalists.

How would the proletariat switch over from false consciousness to class consciousness? A revolutionary elite group of intellectuals would help them.

Also, capitalism would collapse due to its internal contradictions. Capitalists do everything possible (like what??) to increase profits, and would be driven to reduce wages so much, to pay workers so little, that the workers would be forced to start a revolution.

2) Alienation

This is an important idea for Marx. It comes from some of his earliest writings, which were much more psychological than his later writings.

He was concerned, as many people were, with the change from farming and craftwork to factory work

ciftcilik, zanaat à industrial work, factory work

Consequences of factory work

de-skilling of work

routinization

boredom

workers see themselves as a commodity, as something capitalists can buy and sell

workers see themselves as machines, not as full human beings

Alienation (separation, or distancing) from the products of work

factory workers do not see the products of their work. they get no satisfaction from their efforts

Alienation from their friends and families

workers are not allowed to socialize with friends

they work so long that they have little time left for their families

Workers cannot grow or evolve as human beings. Work should allow people to evolve and improve themselves. Instead, workers can only learn and grow as human beings during their leisure time.

This can only get worse, as capitalists try to make bigger profits.

Revolution

The only way for workers to escape from alienation is to revolt, to start a revolution against capitalism.

Workers would take over the factories from the capitalists, and would replace capitalism with socialism

Socialism would be a humane, equal economic system that preserves social ties. Workers would take care of each other, and everyone would work for the good of the society.

Marx thought this revolution would occur in England first, because England was the most advanced industrial country.

Eventually it would happen everywhere else. For Marx, it was inevitable.

Was he right?

Did socialist revolutions occur?

Where?

What happened in England?


Thorstein Veblen on the leisure class (p. 25)

Son of Norwegian immigrants to the U.S.

Contributes to the development of “institutional economics,” a less individualistic, rationalistic approach to the economy

Influenced by Functionalism, Social Darwinism and evolutionary thought generally

Emphasizes instincts for emulation, predation, curiosity, parental behavior

Most famous for ideas of “conspicuous consumption”

“conspicuous leisure”

“conspicuous waste”

Max Weber

Much influenced by Wilhelm Dilthey—argued (against Marx and others) that human history is fundamentally different from the material world—the subject of the natural sciences

Human history is shaped by contingency, spirit, consciousness, culture

Sociologists should try to interpret history to capture the way it is experienced subjectively by other people in other times and societies

Strict causal arguments are not appropriate for the study of human history, culture, society

What Weber thought about Marx:

capitalists versus proletariat idea was too simple

really Three dimensions of inequality

Class -- $

Status – social prestige, social honor expressed through “styles of life” (stande)

Power – ability to make people do things despite resistance

The rationalization of society

What does rationalization mean? Life becomes more rational, subject to means-ends reasoning.

Weber lived in the 19th and early 20th century, mostly in Germany, but he took a long trip to America too.

He knew almost everything you could know about history, but in both countries, he felt strongly that a great shift was taking place in society.

This was not just a change in technology, not only industrialization.

The shift was from tradition to rationality.

What does this mean? Are people who follow traditional ways of life irrational?

Tradition: sentiments and beliefs passed from generation to generation

Rationality: Disciplined calculation of the best means to accomplish specific ends

So these are different ways of thinking and living.

The rationalization of society affects more than just technology or industry. It changes the whole way people think, what they believe, and the ways they live their lives.

Rationalization does not happen to individuals one at a time, so much as it happens to whole societies, or whole segments of societies, at a time.

It happens in Northern and Western Europe and North America first.

e.g. England, Holland, Germany, America

But Weber is similar to Marx, because Weber is also concerned with the social and psychological alienation that is associated with capitalism and industry.

In a famous line, Weber likens modern organizations to an “iron cage” tightening around individuals. People are left with little freedom to be creative or unique or to enjoy life or be social.

What is an organization?

social group

specific goals

division of labor

formalization

Modern organizations, from the government to Microsoft or MacDonalds or IBM, are supposed to be the ultimate examples of rationalization, of means-ends reasoning.

So many people think these organizations are good and rational. They make people work hard. Even Marx thought that capitalist organizations uproot people from the “idiocy of village life”

For Weber, capitalist organizations have “purely technical superiority” over all other organizations because of their

“precision, speed, unambiguity, continuity, discretion, unity, reduction of costs…”

Max Weber on Modern Organizations

Weber was concerned that Germany was lagging behind Britain—a question of comparative development—and wanted to understand why, and then to improve Germany’s position

3 Types of Legitimate Authority

(these are “ideal types”)

(and these are true for all time)

(authority is the ability to make people do things despite resistance)

1. Charismatic Authority

authority from personality, charisma: e.g. religious leaders, popular politicians, kings

any problems with this kind of authority?

succession, irrationality, incompetence

2. Traditional authority

authority from sacred traditions and leaders

e.g. a man is elected president because his father was president

e.g. a man is anointed king because his father was king

any problems with this?

lack of charisma, irrationality, incompetence

3. Rational-Legal authority

Authority based on specialized learning

rule by experts

technical ability

exams

career ladders

meritocracy

any problems with this?

lack of charisma, rigid hierarchy and inequality

For Weber, modern organizations, and especially capitalist organizations (corporations), must move from charismatic and traditional forms of authority to rational-legal authority. Rational-legal authority is more efficient, faster, better; and in capitalism, the older forms cannot compete.

Pierre Bourdieu on forms of capital

Maitre penseur, recently died

Our last major conflict theorist

Rejects Marxist approaches, hopes to be rid of them once and for all

Did early research on Kabyle tribe in Algeria during the revolution against French rule.

Used quantitative techniques, highly professional as a sociologist.

Politically active: spoke out often against ‘neo-liberalism’

Ideas of:

“Social space” and “power field”

Forms of Capital and their Transformation

Habitus: bio-cognitive imprint of the social environment

Economic capital

Social capital

Cultural Capital

Transformation (conversion) of these

Position in social field/space is relative

Predicts tastes, likes and dislikes: e.g. size and position of TV in house

Habitus: why working-class men don’t like keyboard work, stockbrokers

Pierre Bourdieu, Snobs, and Omnivores

Distinction (excerpt)

Pierre Bourdieu is perhaps the most influential sociologist alive today. Like Foucault before him, in France he is widely regarded as a “master thinker,” although he is unlike Foucault in that he is a tried-and-true sociologist, who uses numerical data and advanced statistics in his research.

For the purposes of this course, we’ll cover some of his work on Structure, Habitus, and Social Space, and then we’ll move on to Michele Lamont’s revision and extension of his ideas.

Social Space and Social Classes.

Bourdieu's Opponents:

(1) A break with Marxists: (I.e. 'objective' reality). Bourdieu is interested in RELATIONSHIPS, on more levels than just the economic, and argues that how people

interpret and make sense of their relations matters (this is the subjective element).

He also has s definite focus on POWER STRUGGLES.

Social Space: A geographic/mathematical metaphor for how people are arranged in society. Bourdieu defines social space as:

"a (multi-dimensional) space constructed on the basis of principles of differentiation or distribution constituted by the set of properties active in the social

universe under consideration, that is, able to confer force or power on their possessor in that universe." (p.229).

The points to keep in mind with this def:

(1) Social space has multiple dimensions (ex economic, educational, cultural, etc.: n dimensions) These dimensions can usually be categorized as a form of

Capital.

(2) "...constructed on the basis of principles of differentiation or distribution..." This mean that how

much and what kind of the particular capital one has is the basis for sorting along the dimensions.

(3) "...by the set of properties active in the social universe under consideration, that is, able to confer

force or power on their possessor in that universe." The quantity or quality (i.e. point 2) of a given good only matters to the extent that the good in question

is 'active' in the social world of interest. This part of the definition implies an element of contextual specificity. Two groups' relative position depend on the

particular 'field' that is active. If we're dealing in the economic field, then the relative position of $$ matters, if we're dealing with the educational, then

that's what matters. [note, that this discussion is about one dimension at a time, Bourdieu does not think that way - this is for illustration only, the point is that in

some struggles, the relative value of a given dimension will change.].

Power follows from the ability to mobilize capital.

The social space is a field of forces -- the system of relations, alliances, and power struggles. His vision of social space is NOT one that is (necessarily)

static, but instead constantly infused with power struggles. Thus we see the world as a system of 'objective power relations.'

Is this paranoid? Overdramatic??

This allows us to see the social world in two ways, as the positions themselves thusly: (take culture and econ as examples)

Hi Culture

|

| A

|

|

Poor ---------------------------- Rich

|

| B

c |

|

Low Culture

In this picture, the three groups are arrayed on these two dimensions (thus C is poor and holds mainly 'low culture' values, A is rich with 'high culture' , etc).

Because these positions are at the same time relations, because domination follows from the ability to utilize this capital, we could instead view this picture

as:

A -> B-----> C

\ _____/

Where A dominates (a little) B, and both B and A dominate C. What Bourdieu wants to claim is that these systems of relations are in constant contest -- not ONLY

in who gets to be WHERE, but what having a certain quantity/distribution of a good GIVES you, ie what it MEANS.

The dimensions are the elements that give power (education, money, social contacts, etc) in general, these elements form types of CAPITAL. The four

general types of capital for Bourdieu are:

1.Economic Capital: How much money one has.

2.Cultural Capital: The systems of value and meaning a person can draw on, what counts as 'good' for a group. (the main distinction is between

high and low culture for Bourdieu, thus the difference between a person who listens to Garth brooks and goes to the bowling alley every weekend versus a

person who reads Shakespeare, drinks fine wine, and goes to the museum all the time).

3.Social Capital: The set of relations one can draw on: who you know that MATTERS.

4.Symbolic Capital. : the extent to which one has the power to institute, to NAME, to define who is who. Symbolic power rests on RECOGNITION, i.e., give or take, legitimacy (Weber).

Bourdieu argues that each of these types of capital is transformable (to some extent), i.e. able to be converted and reconverted, one to the other. Thus if you have enough money you might get to know a new

set of important people, etc.

The two dimensions along which each type of capital are arrayed is Volume and composition. Thus the AMOUNT of money one has, and the TYPE of

money matter (i.e. cash vs stocks vs gold vs land).

Classes on Paper:

On the basis of the distribution of the various forms of capital, we can find groups of people who have 'similar' distributions. These are 'classes' in the

logical sense -- people who occupy the same cell in a cross-tabulation. BUT, we can't necessarily assume that these classes are self-recognized. This is the

long standing differentiation between classes in-themselves vs. classes for themselves.

What exists is a space of relations, out of which may or may not emerge a class per se.

We can compare this to Marx’s theories of class, in which he assumes that groups form from similarity, but it does not explain how the groups form. Instead, through a theoretical ‘slight of hand’, the

essential questions are spirited away:

We don’t ask about the political work needed to organize and created a self-recognized, mobilized class

Don’t explain how the formal ‘classes’ of social scientists are related to the actual, living classes in society.

Classes and class fragments develop “habituses”—roughly but not quite subcultures

The Perception of the social world and political struggle.

One must account for how actors see the world to make sense of how they act. That is, we ned to look to the social construction of identity.

One's perspective in the world is due to two things:

1) 'Objective': People see the world differently because they occupy a different space in the world.

2) 'subjective': The tools brought to bear, the language used, are all the products of previous struggles, and influence the meaning of the very dimensions

that people array themselves along.

Thus, not only are people seeing the world from different spaces, but the very view of that space, the relevant value of any given quantity/quality

distribution is different depending on a group's past history of struggle.

While Bourdieu argues that people TEND to accept the position they find themselves in, there is social change, and it comes from struggles for power related

to (1) and (2).

in an earlier essay, Bourdieu writes

“Knowledge of the social world and, more precisely, the categories which make it possible, are the stake par excellence of the political struggle, a struggle

which is inseparably theoretical and practical, over the power of preserving or transforming the social world by preserving or transforming the categories of

perception of that world.”

These are social categories: racial, social class, economic categories, that change over time

So being able to define the dimensions of status, to identify the subject of political debate and shape the way issues are seen to be related are all symbolic actions,

and they are the means through which politics are carried out. Thus, being able to control these means gives one control of political outcomes. The power of

naming is crucial.

Examples:

? Political rhetoric about abortion: proponents use ‘right-to-choose’ language, opponents use ‘rights-to-life’ language.

? Use of the word ‘Liberal’ in presidential campaigns

Symbolic Capital: Any capital when it is perceived by an agent as self-recognized power to name, to make distinctions.

It follows that objective power relations reproduce themselves in symbolic power.

The power to create titles

Citizenship is bestowed by the government,

The definition of ‘adult’ or ‘graduate’

“It is the most visible agents, from the point of view of the prevailing categories of perception, who are the best placed to change the vision by changing the

categories of perceptions. But they are also, with a few exceptions, the least inclined to do so.”

Why? Because they benefit from the current arrangement. That those in power control the means to power creates a cycle, whereby they reenforce the power

that they have. Bourdieu refers to this as the “circle of symbolic reproduction”.

Symbolic power rests on legitimate recognition your brother-in-law can’t declare you a graduate of the university. The title ‘graduate’ can only be made by

those with legitimate control of symbolic power.

Symbolic order and the power of naming.

Symbolic power can be arrayed along a dimension of intensity/legitimacy:

Insult Official Naming

I-----------------------------------------------I

Low power High Power

We can think about the proliferation of titles in current work and occupations. This rise (sanitary engineer, executive assistant, vice president, e.g.) follows FROM the

desire of groups to NAME THEMSELVES, and thus make their own distinction. The move in contemporary society to provide all with a new name, is a struggle for legitimate power. Racial epithets are the imposition of place by a ruling class on a

ruled class, and when the POWER associated with those epithets can be reversed, then the group has gained the symbolic upper hand.

e.g. minority groups referring to themselves in terms of racial “slurs”—not just the N word—Chinese, Jews, immigrants in America (greenhorns, FOBs)

Bourdieu points out that rewards separate a title from a task. Thus, a part-time person doing the same work as a full time person will likely be paid less (even by the

hour) than the person who officially occupies the position. Or, for example, a nurse and a doctor often do exactly the same things, but the doctor will make

more.

Because symbolic power is a useful power, something that can be used to gain resources in multiple dimensions, it is clearly the subject of controversy.

Groups fight over the right to control the naming process.

“Every field is the site of a more or less openly declared struggle for the definition of the legitimate principles of division of the field.” (p.242)

Alliances in the Political Field

Those who occupy similar, but distinct social spaces (or who are in similar, but distinct patterns of social relations) tend to form alliances (though, again,

not necessarily).

How do people at the bottom of a symbolic power system gain capital to change the present point of view?

Bourdieu says it happens through alliances with those who have the ability to control symbols. For example, the intellectuals will ‘embezzle’ symbolic power for

the workers. These alliances occur where there is a similarity in their position in the structure, across dimensions of the structure. Thus, workers are the

dominated group in the production/economic realm, while intellectuals are the dominated group in the cultural realm. The one helps the other because of the

similarity of their situation. For Bourdieu, this was Marx’s error: to look only within the economic realm for the emergence of classes.

Critiques of Bourdieu (general)

too agonistic, too focused on struggle and competition

isn’t Bourdieu himself an example of why he is wrong?

too Parisian, too French, and perhaps too old

INTRO THEORY Review Sheet for Mid-term Exam I. (June 12 in class)

Introduction to Sociological Theory

Prof. Gabe Ignatow

Review Sheet for Mid-term Exam I. (June 12 in class)

The 1st mid-term exam will cover the course readings on the syllabus through (i.e. including) Pierre Bourdieu.

You should be able to define and discuss all of the following terms:


C. Wright Mills

Karl Marx

Max Weber

Emile Durkheim

Thorstein Veblen

Charles Darwin

Auguste Comte

Thomas Malthus

Herbert Spencer

Kingsley Davis and Wilbert Moore

Ferdinand Toennies

Georg Simmel

Thorstein Veblen

Pierre Bourdieu

What is sociological theory?

What is a theory?

“false consciousness”

Suicide and social integration

Functionalism

Conflict theory

Inequality

Cultural Theory

Values

Rituals

Socialization

Organic analogy

Theological stage

Metaphysical stage

Positivist stage

Natural selection

“survival of the fittest”

“Laws of Population Growth”

Meritocracy

Gemeinschaft (“Community”)

Gesellschaft (“Society”)

Mechanical solidarity

Organic solidarity

Anomie

Individualization

“The Metropolis and Mental Life”

Network analysis

“The Communist Manifesto”

“Das Capital”

Class conflict

Capitalists

Bourgeoisie

Proletariat

“Base” and “superstructure”

Control of the “means of production”

Capitalism’s “internal contradictions”

False consciousness à class consciousness

Revolutionary intellectuals

Alienation

De-skilling

Routinization

Boredom

Socialism

“Conspicuous consumption”

“Conspicuous leisure”

“Conspicuous waste”

Class, Status, Power

Rationalization

Means-ends reasoning

“purely technical superiority”

Charismatic authority

Traditional authority

Rational-legal authority

Problem of succession

Technocracy

Meritocracy

Career ladders

Exams

Technical ability

Social space

Power field

Economic capital

Social capital

Cultural capital

Class reproduction

“habitus”

Monday, June 9, 2008

Exam schedule for Intro Theory, Summer I 2008

Dear students,
The schedule of exams here is set. However, I can adjust the quizzes if necessary, since they are supposed to be "pop" quizzes anyway.

If you must miss a midterm exam, please discuss your situation with me and we will make arrangements for a make-up exam. However, these are usually a little more difficult than the original midterms, so I wouldn't recommend taking them unless it is absolutely necessary.

GI

week of June 2 - Quiz 1 (2%)
week of June 9 - Quiz 2 (2%)
June 12 - Midterm I (25%)
week of June 16 - Quizzes 3 and 4 (2% each)
June 24 - Midterm II - (30%)
week of June 23 - Quiz 5
July 3 - Final Exam

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